Head of Compliance - Tipton

B C T Resourcing
19 May 2019
21 May 2019
Contract Type
Full Time
Head of Compliance
Competitive salary + package

We are currently recruiting a Head of Compliance. This is an excellent opportunity to join a well-established business that has a strong reputation in the market from both customers and employees.

***Key responsibilities***


* Overall responsibility for the development of a coordinated approach to governance and compliance within the Society, including conduct risk and ensuring fair outcomes for customers, and ensuring the Society is compliant with all regulatory and statutory requirements
* Maintain and develop the risk-based Compliance Plan and Compliance Monitoring Plan, liaising with the Director of Risk and Compliance with regard to identification and mitigation of regulatory risk
* Maintain and develop compliance reporting to the Executive and Board/Board Committees, ensuring that this is adequate and timely
* Ensure compliance approval of all marketing literature, adverts and material, including compliance with associated regulations
* Maintain awareness of, and communicate regulatory initiatives/changes, providing advice/support in their implementation

Financial Crime:

* Carry out the function of Money Laundering Reporting Officer (MLRO) in line with the requirements by the FCA and in the Money Laundering Regulations. Prepare the annual Money Laundering Reporting Officers report
* Maintain and develop systems and controls relating to financial crime including transaction monitoring, fraud and its prevention, and vulnerable customers

Data Protection:

* Carry out the function of Data Protection Officer in line with the requirements set out in the General Data Protection Regulations (GDPR)

Experience, knowledge and qualifications (key qualifiers):

* Educated to degree level or equivalent, preferably with relevant professional compliance qualifications.
* Significant experience within the financial services sector (preferably banking or building society) and a deep understanding of the regulatory issues affecting it, and the regulatory requirements and expectations relevant to Senior Management Functions.
* Experience of operating in a senior compliance role including experience of financial crime rules, money laundering reporting, and financial promotion rules.
* Good understanding of the requirements of GDPR.
* Bringing broad ranging leadership skills to the role.

To be considered for this opportunity please apply with your updated CV
This job was originally posted as www.totaljobs.com/job/86012239

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