Compliance Team Manager

Abacus Professional Recruitment
04 May 2019
21 May 2019
Contract Type
Full Time

Compliance Team Manager


  • Abacus Group are pleased to be recruiting for a Compliance Team Manager on behalf of an expanding global firm who specialise within the financial, energy and commodities markets.


  • Overall responsibility for the effective management of the EMEA client lifecycle function, ensuring that all activities are executed to defined service levels, on a timely basis and meeting business requirements
  • Oversee the delivery of complete and timely on-boarding of all new clients, ensuring that the team undertake and thoroughly complete all necessary KYC/AML and due diligence
  • Management and oversight of the process for preparing, distributing and storing client documentation
  • To analyse and implement necessary change to client lifecycle processes (including remediation projects) required in order for the firm to be compliant with regulatory change
  • To engage with regional counterparts as appropriate, to ensure that process, procedures and governance are aligned
  • To act as a liaison to, and provide support for, any internal or external audits
  • Preparation and periodic completion of management information reports to be discussed with senior and regional management during service reviews


  • Experience of managing a KYC/AML/Compliance team.
  • Minimum 4 years experience at manager level.
  • A broad base of financial services operations knowledge and experience
  • Strong, demonstrable experience of effectively managing a team within a capital markets or financial services operations environment
  • Strong proven experience in the management of a team that operates under pressure
  • Experienced in building and establishing teams, and through mentoring, empower them to achieve, and deliver against evolving goals
  • Proven experience in identifying, implementing and ensuring successful process improvements


  • Excellent basic salary on offer and great reward package!!

Primary Contact:

  • Nicky Strutt -

Next Steps:

Please submit your application or speak to a specialist consultant in Abacus on 02890313157 for a confidential career discussion. Did you know? Abacus is NI's only Highly Rated Recruiter with 4.5 Stars for customer satisfaction (Independent review site Feefo).

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