Senior Investment Paraplanner

Coast Specialist Recruitment
Sutton Coldfield
21 Apr 2019
29 Apr 2019
Contract Type
Full Time

A Wealth Management practice based in Sutton Coldfield has an excellent opportunity for a Senior Investment Paraplanner to join their team.

The successful candidate will prepare complex suitability reports and carry out associated administration for the firm’s Investment Advisers.

Main Duites:

  • Drafting client suitability reports for pensions, investments and defined benefit transfers that adhere to company style while addressing individual requirements (not templated).
  • Researching and analysing products, providers, and funds.
  • Producing pension and investment projections and client reviews.
  • Keeping appraised of Trusts, taxation and estate planning principles.
  • Compliance checks on client files in consultation with Business Manager and the company’s compliance consultants.
  • Keeping accurate daily records on the progress of client cases.
  • Ensuring that Investment Advisers have timely and accurate reports for client meetings.
  • Providing information on services to clients enquiring by 'phone or email.
  • Reporting progress to the team daily and at weekly workflow meetings.
  • Answering enquiries via telephone, e-mail, and website.
  • Preparing and keeping up-to-date client files with accurate file notes.
  • Contributing to the continuous improvement of company processes


  • In-depth working knowledge of pensions & investments, processes and legislation.
  • Highly computer literate with ability to quickly adapt to new systems and software.
  • Excellent numeracy for complex calculations on client portfolios.
  • First class level of accuracy in interpreting client and company correspondence.
  • Writing suitability reports to reflect the language used by the Investment Advisers.
  • Well-developed interpersonal skills. Ability to get on with everyone while being strong with product
  • providers and suppliers.
  • Receptive to instruction and training with the ability to learn swiftly and grow through self-study and continuous professional development.
  • Level 4 Financial Planning Diploma or equivalent.
  • Good standard of general education - highly numerate and with an excellent standard of written English.

If you would like to apply for this vacancy, please contact Ella Britton

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