Assistant Compliance Manager
Our client are a highly respected and growing firm of Investment Managers and Financial Planners. They have five offices in the UK, with over 80 members of staff and close to £1.5 Billion Assets Under Management.
They now have the requirement for an Assistant Compliance Manager to work closely with the Compliance Manager to ensure the appropriate regulatory risk management strategies are in place. You will be required to provide feedback and advice on the Financial Planning and Discretionary Fund Management activities of the firm, speaking with the Financial Planners & Investment Managers and providing them with guidance where necessary.
The ideal candidate will have worked within the Financial Planning industry within a similar position. You should have an excellent understanding of the industry and FCA regulations, you should be a good communicator who can deal with people at all levels.
This is an excellent opportunity to join a highly regarded business that work at the top end of the market. The company truly value their staff, you will be provided support for all market exams and will be given opportunities to progress within the business.