Compliance Manager

Recruiter
Recruit UK
Location
Leicester
Posted
11 Apr 2019
Closes
03 May 2019
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

Recruit UK are working on an excellent opportunity for a Compliance Manager in Leicester to join a Financial Services Firm on a home based opportunity.

This role will see you building and maintaining effective relationships with members by increasing their knowledge and understanding of their business. This will be done via a number of means but it will be your responsibility to build an appropriate programme of visits to meet the monitoring requirements.

Duties will include but will not be limited to:

- File checking and reviews

- Maintaining accurate records

- Adhere to the company monitoring procedures

- Provide support to the members

- Playing an active part in the team by carrying out work to enhance the service

- FCA regulation reviews

- Systems and controls audits

- Training and development

Although this role is home based you will be expected to travel to the clients so applicants must have a full driving license.

What’s in it for you:

- Car allowance, Fuel Card and all expenses paid for

- Home based

- Competitive salary

- Manage own diary

- Support with administration from designated PA

Skills and experience required:

- Level 4 Financial Planning Diploma

- Previous experience in Financial Planning or working in an IFA is essential

- Previous compliance experience in file checking, compliance management, T&C

- Full Driving Licence

About Recruit UK:

As specialists in financial services recruitment, we bring unique expertise, insight and connections, whether you are looking for a new job or are trying to fill a role. We have a reach of more than 100,000 financial services connections. Right now, Recruit UK are pleased to be working with a Financial services firm recruiting in Leicester on a Compliance manager role

Our commitment to you

  • Start every journey with a conversation to find out about you in depth.
  • Provide honest feedback on where you fit in the jobs market.
  • Use our network across the financial world to match you to your perfect position. Or if we think you already have it, we’ll tell you.
  • Take a holistic mindfulness approach - career happiness is rarely just about the money.
  • Cover the whole of the UK with a local touch through our regional teams.
  • Never pester you.

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