Compliance Manager

Recruit UK
11 Apr 2019
03 May 2019
Contract Type
Full Time

Recruit UK are working on an excellent opportunity for a Compliance Manager in Leicester to join a Financial Services Firm on a home based opportunity.

This role will see you building and maintaining effective relationships with members by increasing their knowledge and understanding of their business. This will be done via a number of means but it will be your responsibility to build an appropriate programme of visits to meet the monitoring requirements.

Duties will include but will not be limited to:

- File checking and reviews

- Maintaining accurate records

- Adhere to the company monitoring procedures

- Provide support to the members

- Playing an active part in the team by carrying out work to enhance the service

- FCA regulation reviews

- Systems and controls audits

- Training and development

Although this role is home based you will be expected to travel to the clients so applicants must have a full driving license.

What’s in it for you:

- Car allowance, Fuel Card and all expenses paid for

- Home based

- Competitive salary

- Manage own diary

- Support with administration from designated PA

Skills and experience required:

- Level 4 Financial Planning Diploma

- Previous experience in Financial Planning or working in an IFA is essential

- Previous compliance experience in file checking, compliance management, T&C

- Full Driving Licence

About Recruit UK:

As specialists in financial services recruitment, we bring unique expertise, insight and connections, whether you are looking for a new job or are trying to fill a role. We have a reach of more than 100,000 financial services connections. Right now, Recruit UK are pleased to be working with a Financial services firm recruiting in Leicester on a Compliance manager role

Our commitment to you

  • Start every journey with a conversation to find out about you in depth.
  • Provide honest feedback on where you fit in the jobs market.
  • Use our network across the financial world to match you to your perfect position. Or if we think you already have it, we’ll tell you.
  • Take a holistic mindfulness approach - career happiness is rarely just about the money.
  • Cover the whole of the UK with a local touch through our regional teams.
  • Never pester you.

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