Compliance Manager (Financial Services)

Recruiter
Merchant Rentals Ltd
Location
Merseyside
Posted
31 Mar 2019
Closes
24 Apr 2019
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Compliance Manager (Financial Services)

We are a highly respected Finance House that specialises in providing B2B leasing facilities to the banking and card payment industry. We manage an existing customer base of over 50,000 UK customers and require an experienced Compliance Manager to join our team.

Our accreditation of Investors in People (IIP) underpins what we believe and stand for.

Position: Compliance Manager
Location: Haydock, St Helens, Merseyside
Job type: Full Time, Permanent
Hours: Monday to Friday 9am to 5.30pm
Salary: Up to £30,000 per annum dependent on experience
Benefits: Ongoing training and support; Prime location with easy access from the M6; Modern Office conveniently located with free parking.

About the role:

Would you like to join a successful established and growing company with an enviable reputation?

We inspire individuals to be outstanding in what they do and encourage all our employees to be enthusiastic about new challenges and have the drive to succeed. You will be responsible for day to day compliance, monitoring multiple functions across the wider business.

Responsibilities:

- Leading compliance efforts across 3 brands
- Designing and implementing internal controls
- Developing policies and procedures and ensuring they are met across the sales and customer service functions
- Assure compliance with partners and regulators including the FCA
- Carrying out audits and investigations into compliance issue
- Reporting compliance issues to senior management through regular reporting and trend analysis

About you:

- You must have some experience of working within a compliance function ideally within business monitoring and an FCA regulated environment
- Attention to detail and consistent approach
- Competent in Microsoft Excel and Powerpoint
- Able to plan, complete and facilitate feedback to areas following monitoring
- Acts with integrity and behaves with a high level of ethics
- Highly organised with a talent for planning and communicating effectively

You may have experience of the following: Compliance Manager, Compliance, Regulatory, Regulation, Financial Services, Policies, FCA, etc

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