Portfolio/ Investment Compliance Officer

Recruiter
Selby Jennings UK
Location
London (Greater)
Posted
24 Mar 2019
Closes
27 Mar 2019
Sector
Legal
Contract Type
Permanent
Hours
Full Time
Global fixed-income investment management services company seeking Compliance professional with a strong background in UCITS, AIFMD, fixed income and derivatives. MAIN DUTIES: Assist the Head of Compliance in pre and post trade compliance Daily regulatory reviews Guideline monitoring including Identify, investigate and report any breaches or risk alerts Responsible for managing investment compliance Support compliance guideline negotiations Work with the business and Investment Compliance teams Client On-boarding Reviewing guideline restrictions Portfolio Compliance Reviewing Investment and Regulatory guidelines Responsible for monitoring portfolios to ensure investment guidelines are correct EXPERIENCE/ QUALIFICATIONS Good regulatory and legal knowledge Good knowledge of equities, fixed income, derivatives and alternatives Good understanding of UCITS & AIFMD rules in relation to equity, fixed income and multi- asset Good knowledge of UK, Luxembourg and Dublin funds Good compliance knowledge and experience Knowledge of Excel and Bloomberg would be an advantage Good planning, prioritisation, problem solving and organisational skills Attention to detail Teamplayer Strong communication and analytical skills Approximately 5 years experience in compliance The applicant should possess a recognised degree. Any additional professional qualification are an added bonus

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