Compliance Monitoring Officer

Recruiter
Integer Resourcing
Location
Dudley
Posted
03 Mar 2019
Closes
31 Mar 2019
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
My client is a successful and established Financial Services provider based in the West Midlands. Due to the growth of the Compliance function they are currently recruiting for a Compliance Monitoring Officer.

Reporting to the Compliance Manager you main responsibilities will include;

* Conduct Compliance Monitoring reviews to confirm the business is complying with relevant regulatory and statutory requirements, specifically those detailed in FCA handbooks

* Assist in the development and maintenance of Compliance Monitoring Programme

* Identify and escalate risks on a timely basis with the appropriate details to permit risk assessment

* Liaise with the business to agree findings and actions

* Provide written reports on the outputs of reviews to relevant senior management and present conclusions to key stakeholders

* Keep up to date with changes to regulatory requirements and implementation of new legislation and codes of practice

You will be a Compliance professional with a minimum of 2 years Compliance experience within the Financial Services sector. Experience in Banking would be desirable although not essential. The is a very progressive role providing a competitive salary and attractive benefits package

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