Compliance Policy Manager

Integer Resourcing
03 Mar 2019
09 Apr 2019
Contract Type
Full Time
My client is a growing Financial Services provider based in the West Midlands. Due to their continued success and subsequent expansion of the Compliance function they are currently recruiting for a Compliance Policy Manager.

Reporting to the Head of Compliance your key responsibilities will include;

* Providing Compliance advice on new business developments and/or commercial initiatives.

* Maintain second line of defence over the business activities and practices.

* Liaise with Key Stakeholders to track, manage and report identified issues.

* Review and assess consultations and other communications from regulators, trade bodies and other relevant organisations.

* Review existing and develop new policies, procedures, systems and controls.

* Complete Compliance training needs analysis.

* Approve Financial Promotions.

* Provide regular reports on all advisory activities, risks and issues.

* Assist the wider Compliance team with regulatory initiatives.

You will be a Compliance Policy/Advice professional with proven experience within the Financial Services sector. Banking experience is desirable although not essential. My client offers a competitive salary and benefits package and scope to progress within the Group

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