Compliance Associate

Flair 4 Recruitment
23 Feb 2019
24 Mar 2019
Contract Type
Full Time
Are you a confident interpersonal individual with excellent communication and persuasion skills? Do you have have previous compliance experience within a financial services role?

A leading wealth management firm based in central Bath is seeking a Compliance Associate to join it's Risk and Compliance team.

Reporting to the Group Head of RIsk and Compliance, you will:
- Assist with the production of Risk & Compliance's Governance reporting
- Provide compliance approval of Marketing material including presentations, websites, articles and document templates
- Assist with Risk and Compliance monitoring in accordance with the agreed plan
- Ensure that the business gathers sufficient records to meet compliance obligations for regulatory reporting
- Support the training and awareness that the firm's policies and regulatory requirements
- Provide a timely and clear complaint response to business queries
- Assist the Risk and Compliance team achieve its broader team objectives

Your skills and qualifications:
- You will have one year of compliance experience in a financial services role
- You will have the ability to work to deadlines
- You will have strong IT skills (especially Excel, Word, Email)
- You will have two years' experience in a financial services role
- You will have excellent communication skills
- You will be able to successfully work in a team

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