Regulatory Manager (CASS)
KPMG’s Wealth and Asset Management Regulatory practice looks after the interests and helps a broad range of clients, from global asset managers with operations in multiple jurisdictions to smaller wealth managers who are predominantly UK focused. Each one of our clients faces different challenges and we aim to deliver practical advice to help them navigate the continuous regulatory change and current political uncertainty.
To be most impactful we hone in on three broad areas: Governance, Risk and Compliance (GRC), Regulatory Change, Conduct matters. These themes not only address the list of concerns on top of our client’s agendas but also reflect the vast expertise of our te ...