Compliance Administrator - Law Firm

Office Angels
London (Greater)
14 Dec 2018
27 Jan 2019
Contract Type
Full Time
We are currently working with a high end professional law firm that is looking for a Compliance Administrator to assist generally with the day to day function of the Compliance Department. As Compliance Administrator, you will become an integral part of the team, helping to run the day to day operations in the compliance team and ensuring that all compliance is managed effectively in the firm.

JOB TITLE: Compliance Administrator

JOB TYPE: Permanent


HOURS: 9:00am – 5:00pm

SALARY: £25,000 per annum

LOCATION: Chancery Lane

CULTURE: Professional, friendly, corporate yet friendly atmosphere with a pleasant vibe – medium sized solicitor’s firm based in a modern office

BENEFITS: Group Life 2 x Annual Salary, Pension Scheme, 25 days holiday + Bank/Public Holidays, Cycle to Work Scheme

WOW FACTOR: Incredibly interesting and upbeat environment; varied and busy role

Key Responsibilities:

To include (but not limited to):-

* assisting staff in opening files for both existing and new clients;
* carrying out online AML and credit checks for both existing and new clients;
* online research into prospective clients before on boarding;
* daily maintenance of client ID and company information, both electronically and in hard format. Scanning and uploading electronic copies of all clients’ ID held, both current and historic, onto Database to enable it to be viewed internally from desktops;
* keeping up to date a list of all matters on “cash prohibited” and circulating regularly to all staff for outstanding items;
* deal with audit of customer KYC in line with new GDPR regulations which came into force in 2018;
* thereafter quarterly audit of customer KYC;
* point of contact for any timesheet issues including, revaluing time, transfer of time, blended rates and discounted rates;
* responsible for charge out rates generally to include setting up new rates and keeping updated the charge out rates sheet;
* keeping updated the list of blended and discounted charge out rates that apply to clients/matters;
* arranging and maintaining annual online training courses in line with our staff training obligations, and keeping file of certificates up to date;
* assisting with file audits to ensure client files meet regulations;
* notifying PI insurers re: joiners/leavers;
* amending firm templates;
* keeping the firm’s SRA profile updated with respect to joiners/leavers;
* keeping up to date register of undertakings and circulating to staff on a monthly basis;
* keeping up to date register of gifts/hospitality and sending quarterly reminder to staff that gifts/hospitality should be reported to compliance;
* keeping up to date register of PI complaints;
* assisting the BCP management team on regular testing of the BC systems;
* Assisting the COFA with audit and review of client ledgers/files to help ensure SAR compliance;
* Review of residual balances and ensuring timely archiving of files;
* Ad-hoc compliance tasks as instructed by the Compliance Manager/COLP/COFA

NB: If this company and position appeals to you then please apply your CV on-line. Advertised by Office Angels, Holborn branch. Please note that due to a high volume of response Office Angels receive; only successful candidates will be contacted. For the purposes of the Regulations, please note that Office Angels in the provision of these services will be operating as a recruitment agency. Office Angels are an equal opportunities employer

Office Angels acts as an employment agency for permanent recruitment and an employment business for the supply of temporary workers. Office Angels UK is an Equal Opportunities Employer.

By applying for this role your details will be submitted to Office Angels. Our Candidate Privacy Information Statement explains how we will use your information – please copy and paste the following link in to your browser: https://(url removed)/candidate-privacy

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