Senior Compliance Manager

Alexander Lloyd
14 May 2017
13 Jun 2017
Contract Type
Full Time

A fantastic opportunity has arisen to join a market leading Global Asset Management company in London City.

Our client which is clearly established as a dominant force within its market place is looking for a Senior Compliance Manager who can act as a trusted advisor to all areas of the business by providing timely, sound and pragmatic advice and guidance on regulatory matters. Regulatory developments, Compliance Policies/Frameworks and Relationships with Third parties are the backbones to this amazing role.

The successful candidate will have expert knowledge of the regulatory regime and the requirements and guidance issued by the regulatory bodies applicable to the Asset Management industry. Good overall knowledge and practical experience of regulatory requirements such as CASS/MiFID II are required.

Outstanding working environment and benefits which you would expect from a global leader allowing you to develop and grow.

Please quote 40580 when calling Alexander Lloyd on and ask for our Compliance division. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc. across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.