Compliance and Risk Officer

Harrison Holgate
14 May 2017
13 Jun 2017
Contract Type
Full Time
A leading Insurance and Reinsurance services and outsourcing organisation are currently recruiting for a Compliance and Risk Officer to be based in their London office

Key Objectives

Review, revise and conduct the annual compliance monitoring plan on behalf of Solvency II regulated Clients.
Preparation of Compliance reports for Client Board meetings.
Scan regulatory horizon for compliance updates and update and circulate changes to relevant policies to reflect this.
Assist with submission of Solvency II reporting in accordance with regulatory time-scales.
Provide absence cover to the Customer Relations officer for regulatory complaint handling.
Maintain Client Governance documents in concert with Board of Directors and in line with the requirements for Solvency II insurers.
Submission of regulatory applications.
Scan regulatory horizon for changes which may impact Client Governance arrangements.
Contribution to Client SFCR/RSR and ORSA reports.
Maintain Risk Framework, ORSA policies and associated registers for regulated clients.
Preparation of reports for Client Risk Committees.
Contribution to Client SFCR and RSR returns.
In concert with the Chief Risk Officer, co-ordinate production of Client ORSA reports.

Risk and Compliance experience from the Insurance Market
Solvency II environment