Compliance / Paraplanner Specialist

Recruiter
Reed Insurance
Location
Farnborough
Salary
40000.0000
Posted
14 May 2017
Closes
13 Jun 2017
Contract Type
Permanent
Hours
Full Time
I am recruiting for a super IFA practice based just near Farnborough in Hampshire, This is a location that is accessible by the M3 and A3.  
A role like this is a rare opportunity that does not come up that often and we are sure this will be a popular role for those candidates that are seeking varied role using all the skills and knowledge of a Compliance expert and also be able to use that to work as a top Paraplanner working on niche cases for the Director of the business

This role has been created due to a large business win that is coming up within the next few weeks.  The clients requirement for this role is fairly ad-hoc day to day within Compliance and Paraplanning.  The compliance is going to be checking the work of other members of staff, training and highlighted what areas they may not fulfill the standards that is required.  Liaising with the Directors on legislation changes that may come in, reviewing promotional material, checking suitability reports working with auditors that may come on to site for any spot check that may happen.
Our client insists they have an exceptional high standard of compliance and they need someone who has the same ethical views and standards as them.

The other part of the role will be carrying out paraplanning support to the Board with some HNW clients that have been with this company for a long time.  This is great role for someone who is seeking a mixed roles that gives you variety on a day to day basis. 

You will need to have a Diploma Level 4 as a minimum, ideally working towards Chartered status or have relevant Compliance qualification.  You will have worked in Compliance previously and have a background in working within an IFA practice.  This client would be happy to look at strong paraplanners looking to move into Compliance or anyone that has worked in a Financial Technical role.  

For more details on this role please send me your cv chloe.emmerson@reedglobal.com

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