Quality & Risk Analyst - Wealth Management

Oval Recruit
14 May 2017
13 Jun 2017
Contract Type
Full Time

Quality & Risk Analyst - Wealth Management

Horsham - £28,000 + Package

This is an excellent opportunity for someone with sound Financial Services knowledge to join a growing award winning Financial Services Group who have ambitious growth plans for 2017 and are highly regarded as an innovative market leader. This key role will tap into your analytical, technical and communication skills and provide you with the opportunity to advance your knowledge, qualifications and career.

Duties will include -

  • Undertaking all business quality of advice reviews and maintaining accurate records of trends.
  • Being responsible for managing comprehensive file monitoring in accordance with regulatory requirements.
  • Undertaking enhanced monitoring, risk assessment and business reviews on the instruction of senior management.
  • Support the compliance team with monitoring assignments and requirements
  • Proactively support projects and associated project teams.
  • Attend Compliance meetings and provide input as required.
  • Constantly develop your knowledge of products, FCA rules and regulatory requirements.
  • Manage quality assessment projects and report to the Compliance Manager.

To apply for this position you must have an understanding of FCA rules and there interpretation, preferably hold or be studying towards professional qualifications and have excellent reporting skills. This is a good career opportunity that will provide you with significant prospects in a forward thinking growing company that believes in investing in people and has a proven track record for development.

For more information please contact Sarah Grant