Home-based Compliance Consultant

Coast Specialist Recruitment
11 May 2017
10 Jun 2017
Contract Type
Full Time

Home-based Compliance Consultant

Due to the increasing number of clients this business are working with and the changing way in which they support some of these clients, this business are now looking to have a home-based compliance consultant to manage a select number of firms and to support the field based compliance consultants with their clients. This role is expected to develop as they expand further and look to have a team of in-house file reviewers.

Key Roles

  • Reviewing files
  • Trend Analysis
  • Assisting in the collation of MI/KPI
  • Answering client queries
  • Review financial promotions
  • Review CPD activity
  • Review of consultation papers/provide internal & external feedback
  • Maintenance of the technical operations manual
  • Updating templates.

The Candidate

  • Must be at Level 4 Diploma Status
  • Must have had experience of file checking, preferably those of an IFA in both Investments & Pensions

The Rewards

  • A home-based opportunity
  • Annual Salary £25,000 - £28,000 depending on experience
  • Hours 9am - 5pm or 8am - 4pm Monday to Friday
  • 25 days’ holiday plus bank holiday’s
  • Pension contribution
  • Life Insurance