Senior Compliance Officer

Heat Recruitment
11 May 2017
10 Jun 2017
Contract Type
Full Time

Senior Compliance Officer

Location: Bristol

Salary: up to £50,000

A forward thinking and expanding Insurer in the Bristol area is currently seeking a Senior Compliance Officer to join their successful organisation.

This individual will work closely with all of the businesses areas and the support divisions of Speciality Risk to identify, analyse, co-ordinate and implement regulatory changes.


Reviewing and updating Group-wide compliance policies, procedures, assessing and delivering training needs, and assistance with general project and oversight activities

Reviewing, updating, implementing and the ongoing development of European and Group-wide compliance policies, procedures and manuals

Assisting in identifying, analysing, co-ordinating and implementing regulatory changes across the business by assessing, developing, preparing and delivering compliance training sessions

Assessing and evaluating compliance with regulatory obligations and group policies.

Daily monitoring of activity to identify possible compliance breaches, taking remedial action where necessary and assessing and reporting on implications to the business

To be point of contact for technical guidance, contractual issues and policy interpretation issues with regards to compliance.

Conduct regular 1:1's with direct reports and formal performance appraisals to review performance objectives and formulate individual training & development plans.


Previous experience within a similar role within the Insurance Industry

Strong regulatory compliance, investigation or audit experience gained within a financial services, legal or regulatory environment demonstrating solid understanding of FCA rules

Strong technical knowledge and thorough knowledge and understanding of FCA rules and regulations, and the ability to extract relevant guidance and current regulatory issues

Synonyms: Compliance Executive, Compliance Officer, Compliance Consultant, Insurance Compliance, Broking Compliance Officer, Compliance Manager.

If this specific vacancy is not exactly what you are looking for please contact us to discuss other opportunities we may be recruiting for that aren’t necessarily advertised; you can send your CV to this vacancy or contact us directly. Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.