Regulatory Change Compliance Officer

Recruiter
LMA
Location
London
Salary
70000.0000
Posted
11 May 2017
Closes
10 Jun 2017
Contract Type
Permanent
Hours
Full Time

An exciting new opportunity has become available within a reputable bank for a Regulatory Change Compliance Officer.

Duties to include:

  • Key pieces of regulatory change are EMIR, MiFID2, MAR and GDPR.
  • Perform gap assessments and work with the business to close out the gaps from these regulations.
  • Responsible for delivering key and complex projects within the organisation. A very hands-on role working with the business to implement changes required.
  • Report on status and monitor the day to day execution of the change programme.
  • Review and update all relevant policies and procedures within the organisation.
  • Provide bank-wide training to all staff as required and assist in identifying compliance-related training needs
  • Develop and maintain strong relationships with other departments.
  • Refer issues to your line manager as required.

Assist in all other tasks, periodic, ad hoc or otherwise, as directed by the Head of Compliance & Legal.

As the successful candidate you will:

  • Hands on experience of delivery change projects.
  • Strong project management skills. Ideally some formal qualification in Project and Programme Management (e.g. PRINCE 2).
  • Strategically minded, with the ability to think and react quickly to change, negotiate through ambiguity whilst remaining committed to delivery.

Skills Desired:

Experience of working in a Compliance department, at a regulator or in a regulatory control department / similar function of a financial institution.

  • Good knowledge of compliance issues in wholesale, retail and international banking.
  • Working knowledge of regulatory rules.
  • Knowledge of the requirements of the industry codes relating to compliance.
  • Strong report writing skills.

This is 12 month fixed term contract and the client will be paying a competitive salary.