Quality & Risk Analyst

Centrepoint Recruitment Consultants
West Sussex
11 May 2017
09 Jun 2017
Contract Type
Full Time

Quality & Risk Analyst - Regulatory control

to £28,000 + benefits

West Sussex

Busy compliance monitoring team of well established financial services group. The team you will be joining undertakes a variety of tasks, including for example:

  • Reviewing quality of advice, maintaining accurate records, identifying trends and providing feedback.
  • Maintaining a systematic scheme of file monitoring.
  • Undertaking enhanced monitoring and focused business reviews.
  • Attending at compliance review meetings.
  • Contributing to quality assessment project work.

Skills & experience required:

Cert PFS or equivalent

  • Significant experience of Quality Assurance and Risk Analysis within a financial services, or investment environment, with a strong knowledge of investment, pensions and protection products.
  • Up to date knowledge of FCA rules and PRA regulatory expectations and compliance requirements.
  • Strong analytical skill with attention to detail.
  • Strong communication skills.

West Sussex town centre location.

Few minutes walk from station and parking available.

Good commuting radius for Burgess Hill - Horsham and surrounding.