Compliance Manager - AIFMD - Investment - Fund Compliance

09 May 2017
08 Jun 2017
Contract Type
Full Time

Compliance Manager - AIFMD - Investment - Fund Compliance

My client is a multi-award winning Investment Consultancy. The business supports some the world’s largest investment banks and buy-side firms with fund compliance and many other services.

They are currently looking to hire a Head of Compliance to take over from one of the current Partners who is holding the role.

The business has been growing significantly over the last 2 years and they now need a dedicated Head of Compliance. Below is an overview of the responsibilities.


  • Lead a broad variety of ongoing client assignments, one-off compliance projects and thematic review from Analysis to Delivery ensuring high client satisfaction
  • Provide insight into current and upcoming regulatory developments impacting the Alternative Investment space (AIFMD, MIFID II etc)
  • Help build methodologies for client delivery of new projects
  • Oversee a small team of 2-3 Compliance Associates in their daily tasks
  • Over time take on responsibility for a section of the P+L
  • Conduct periodic client visits and calls with clients to review compliance tasks, monitor conduct and compliance documentation

It is ESSENTIAL you have managed teams in the past and you have a firm grasp of the AIFMD regulation and how to apply it practically.

Please get in touch to be considered.