Paraplanner

Recruiter
Novia Recruitment
Location
Bath
Salary
28000.0000
Posted
09 May 2017
Closes
08 Jun 2017
Contract Type
Permanent
Hours
Full Time

Main Tasks:

  • To provide research across the market for all product areas, making recommendations consistent with client requirements.
  • To provide accurate, timely and compliant suitability letters/reports.
  • Utilising a broad understanding of the whole market place to make recommendations that are applicable to clients' current and future tax, investment and pension requirements.
  • To have the skills to use all technology to produce accurate solutions for clients.
  • To be proactive in self-development and understand industry changes.
  • To check all documents issued are compliant according to FCA guidelines and any additional internal compliance requirements.
  • To adhere to the firm’s record keeping requirements.
  • Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times.
  • Comply with the relevant Compliance, TCF, T&C and Anti-Money Laundering procedures of the firm at all times.

Required Knowledge:

  • Excellent written & verbal communication
  • Up to date qualifications, level 4 Diploma Qualified or close to completion.
  • Whole of market product knowledge
  • Planning and organisation skills