The Compliance department within this, well established, specialist underwriting agency, has responsibility for the co-ordination of policies, procedures and business standards to ensure compliance with the financial regulator, commercial agreements, legislation and the business model/framework.
As a Compliance Assistant, you will perform a variety of activities across the full breadth of compliance related functions including risk based monitoring, advising on industry regulatory change and legal developments, and associated analysis together with supporting the implementation of governance and controls.
A key aspect of the role will be engagement with the Business in compliance monitoring to assess, evaluate and report on the effectiveness of, and adherence to, regulatory and legislative standards and requirements, and to challenge and validate the effectiveness of the management of conduct risk and delivery of fair outcomes for customers.
Candidates wishing to apply will have recent operational risk experience in a compliance, audit or information security role ideally within the insurance industry, however candidates from other financial services organisations will also be considered. Although certainly not essential, Individuals who also have also had some Insurance Claims exposure would be of particular interest.