Senior Compliance Officer Compliance Advisory

Venn Group
09 May 2017
08 Jun 2017
Contract Type
Full Time

An excellent opportunity has arisen at a world-renowned investment bank in London for an experienced Compliance Officer. Whilst covering general compliance functions, the role will primarily focus on facilitating compliance advisory support to the front office, as well as working alongside the CCO.

The main monitoring duties of the role include policy compliance, market abuse and trade surveillance. A hands-on approach to dealing with front office and client queries is essential.

Tier 1 banking experience is preferred but not essential. The ideal candidate will conduct horizon scanning for changes in market regulations, and have working knowledge of Equities and Fixed Income products. A very competitive salary and benefits are provided.

If you are interested in this fantastic opportunity, or similar positions, please contact Alex Folkard on or email your CV to

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Venn Group is an equal opportunities employment business and employment agency and welcomes applications from all candidates.