Compliance Manager - London

6 days left

Recruiter
Additional Resources Ltd
Location
London
Salary
50000.0000
Posted
06 May 2017
Closes
05 Jun 2017
Contract Type
Permanent
Hours
Full Time
Compliance Manager - London

Salary is £50,000 to £65,000 depending on experience plus benefits.

My client located in London is looking for a great Compliance Manager with previous experience as a compliance manager with an IFA firm.

You will be expected to have either a CII Diploma in Financial Planning, CII AF3 Exam or CII R08 or equivalent.

It would be desirable that you have knowledge of Swift Software, previous experience as a financial adviser, a T&C Supervisor and/or MLRO / CF11, knowledge of undertaking and negotiating a PI renewal and a compliance or supervision qualification.

My client is looking for an experienced Compliance Manager with initiative to ensure our company adheres to legal standards and in-house policies.

You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters.

Strong interpersonal skills and the ability to interact with clients and colleagues in a professional and courteous manner.

Your responsibilities will be: to manage the firm's relationship with the regulator, to ensure compliance with the legal and regulatory requirements by the firm, to act as Supervisor for the firm, to act as Money Laundering Reporting Officer for the firm, to act as a member of the Management Committee.

Additional Resources Ltd is an Employment Business and an Employment Agency as defined within The Conduct of Employment Agencies & Employment Businesses Regulations 2003