Full Time Paraplanner

Reed Insurance
06 May 2017
05 Jun 2017
Contract Type
Full Time
My client are a well known group of companies looking to add to their IFA business by seeking an experienced Paraplanner to join their expanding team. With offices based across the UK, they foster a culture of internal progression and offer exam support and will aid further study with examination books paid for and fantastic benefits.

In return, the right person will be offered a great benefits package which includes DIS, Company Pension, PMI and a salary of £30-35k.

Main duties:

• Ensure appropriate ethical standards exist within the firm.

• Ensure knowledge of the necessary regulatory requirements is kept up to date.

• Comply with the Financial Services and Markets Act 2000, the FCA Statements of Principle & Code of Practice and the relevant FCA rules at all times.

• Comply with the relevant Compliance, TCF, T&C and Financial Crime Procedures of the firm at all times.
• Prepare suitability reports / fund switch letters in line with company procedures and tasks

• Conduct research as required to support recommendations

• Liaise with technical and compliance departments when required

• Assist in follow up action requested in relation to a compliance file check.

• Deals effectively with clients and colleagues, understanding the need to manage clients and colleagues expectations

• Will understand the need for confidentiality of information and will deal with personnel issues appropriately and sensitively

Experienced needed:

• Good understanding of other relevant legislation, including that related to financial crime
• Level 4 Diploma qualified is ideal
• Strong written and oral communication skills, including ability to listen and follow instruction effectively.
• Working towards Chartered Status is beneficial
• Anti Money Laundering including how to identify suspicious transactions/activities and how to report.
• Detailed understanding of CCD (back office system) and Microsoft Office.

Reed Specialist Recruitment Limited is an employment agency and employment business