Compliance Associate

PB Recruitment Consultants Ltd
06 May 2017
05 Jun 2017
Contract Type
Full Time

Job Title: Compliance Associate

Job Type: Permanent, full-time

Salary: Highly attractive salary, with a generous benefits package

Location: South West London

A leading investment and compliance service provider based in South West London are wanting to recruit an experienced Compliance Associate to work alongside a Compliance Manager in a dynamic and varying work environment.

Your general responsibilities involve:-

  • Perform day to day Compliance Monitoring tasks following a Monitoring Plan.
  • Assist in reviewing client systems and controls in respect of conduct risk and business risks.
  • Conduct file reviews and special compliance projects.
  • Undertake monitoring reviews and investigation of breaches.
  • Review and approve financial promotions.
  • Draft compliance monitoring reports.

For you to be offered this opportunity you will ideally have 12 months experience within a financial services firm, ideally within a Compliance function, excellent client facing skills and interpersonal communication skills. A working knowledge of Microsoft Office and working to tight deadlines is essential, along with strong communication skills, both written and verbal. A-level and Bachelor's degree preferred (Economics, Law, Business). Additional Compliance training will be provided.

This is an exciting opportunity to join a fast growing organisation working with an award winning team that is highly motivated to serve a variety of clients. Along with the highly attractive salary you'll also receive a benefits package and a number of bonuses.

Interested? Send us your CV and tell us why you'd be perfect for the job!

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We're always on the hunt for outstanding Compliance Associates and we love meeting new people! So if this role doesn't sound like a great fit for you but you like the sound of us, please do get in touch and find out how we can help you find your next role!

PB Recruitment Consultants Ltd management team have over 35 years' experience of management within our specialist sectors, understanding the importance of reliability and commitment in service provision to ensure targets are met and ultimately customer satisfaction is provided. Through our experience, we have heightened awareness as to specific requirements to facilitate job momentum and enhance productivity. Together we have a wealth of knowledge which allows us to have insight when allocating candidates to each specific job and believe that through an initial meeting with clients are able to select those who would ensure higher productivity meeting and exceeding your standards in practice.

We understand that many industries do not work the average 9:00am - 5:00pm day, which is why our office phones divert every evening and at weekends, allowing us to provide a 24 hour service, seven days per week.

Whilst we endeavour to respond to each candidate, we do receive a large volume of applications, so if you have not heard from us within two weeks, unfortunately you have been unsuccessful with your application. We will however add your details to our database and be sure to contact you should a suitable vacancy arise.