Compliance Co-Ordinator - Investment Management - London - £40K

Recruiter
Reward Recruitment
Location
London
Salary
30000.0000
Posted
05 May 2017
Closes
04 Jun 2017
Contract Type
Permanent
Hours
Full Time

Private Client Investment Management - Compliance Co-Ordinator

London

Salary £30,000 - £40,000 + bonus + benefits

Reward Recruitment have been retained by a boutique wealth management & investment management firm based in Mayfair who are searching for a Compliance Co-Ordinator to join their team.

Duties include :

  • Run the day to day internal compliance function and report to the compliance officer.
  • Manage the client take-on process, including preparing new client agreements and all aspects of due diligence
  • Ensure the requirements detailed in the Compliance Policies and Procedures Handbook, the Staff Handbook and relevant departmental handbooks are satisfactorily adhered to
  • Help develop, implement and administer Policies and Procedures
  • Help to maintain comprehensive compliance monitoring programme is in operation to ensure relevant issues are effectively reported both internally and externally
  • Prepare FCA filings
  • Administrative tasks and other ad-hoc requests/projects

To apply please send your CV immediately to Christopher Bowman at Reward Recruitment or contact Christopher directly for a discreet and confidential chat.