Business Quality Associate
Have you worked in an FCA compliant role before?
Are you Diploma qualified (DipPFS)?
If so, you are a great match for my client's office in Bath. You will be supporting the Business Quality Manager in ensuring that advice provided meets business and regulatory requirements.Your focus will be to help manage a pre-approval process for High Risk advice areas such as drawdown, EIS, VCTs and BPR solutions. Assist with the managementof complaint investigations and outcomes.
If you are familiar with all of these areas of the industry and are looking to join a proactive, growing firm in a historic city apply below.
A full specification will be provided for candidates who match well with the role. If you are not contacted post-application please assume that on this occasion, you have been unsuccessful.