Compliance Manager

05 May 2017
04 Jun 2017
Contract Type
Full Time

Job Description: This role is a great opportunity for a senior compliance professional to support the Investment Management team in ensuring the business complies with all relevant regulations.

The Client- A Global leading provider of professional services to the insurance industry. The Group manages mutual insurance companies, specialist loss adjusting services and a Lloyd’s Managing Agency and syndicate. A provider of a diverse range of outsourced management and technical services for the global market.

The role-

  • Supporting senior management in the team in regards to identifying key regulatory issues
  • Responding to regulatory inquiries
  • Contributing to the creation of internal compliance manuals, policies and procedures and guidelines to ensure consistent and sound practices are adhered to.
  • Delivery of Compliance related projects as required
  • Managing delivery of compliance training
  • Completing tasks and actions arising from compliance monitoring, internal audit, client business risk and regulatory committees

Key Requirements-

  • Commercially minded, decisive and highly organised
  • Detailed, technical knowledge of regulations governing Asset management
  • Highly proficient at interpreting laws and regulation
  • An effective communicator of complex messages to both internal and external audiences
  • A good knowledge of MIFID2
  • Strong communication and analytical skills
  • Ability to handle multiple projects simultaneously, deal with conflicting agendas and meet deadlines