Compliance Monitoring Officer - South West - Bournemouth/ Southampton

02 May 2017
01 Jun 2017
Contract Type
Full Time

We are exclusively supporting a client located near Southampton and the Bournemouth area that are looking for a compliance monitoring officer to join a growing mortgage lending company. The culture of the company is fun, thriving and growing.

The day to day responsibilities of for this role include:


  • Aiding the Compliance Director and other members of the compliance team in all compliance monitoring matters within the business.
  • Have general control over all financial promotions marketing compliance and be able to correct any issues which may be wrong.


  • Client on-boarding process which includes KYC checks
  • Existing client ongoing compliance monitoring procedures and controls
  • Administrative tasks including record-keeping, document management

Due Diligence

  • Assisting Financial Accounts Team with client due diligence issues
  • Administrative tasks including record-keeping, compliance procedures updates and minute keeping.

Ideal candidates will have a mixture of working knowledge of handbooks such as CONC and MCOBS. A candidate must have a CeMAP qualification or be actively wanting to pursue this qualification (training contract). Candidates will also thrive on delivery of projects to senior stakeholders within mid-tier firms as this is a key element to supporting this role.

Our client also desires a candidate who has equity release experience and some exposure to the consumer lending market specifically mortgage products.


If the opportunity to join a thriving entrepreneurial firm where you are truly heard within the business at all levels appeals to you, then please apply with a cover letter.