Compliance Manager

Alexander Lloyd
11 Sep 2018
18 Sep 2018
Contract Type
Full Time

An exciting opportunity has arisen for an experienced compliance generalist to join a Mortgages and Lending company based in Surrey.


  • Manage a team of 2-3 compliance officers and assistants
  • Review new legislation and regulatory requirements
  • Assist with the recording, monitoring & reporting of complaints
  • Assist in the assessment of the T&C requirements of employees
  • Deputise for the Head of Compliance


  • Generalist Compliance background
  • Experience working in banking
  • Excellent report writing skills

Please quote (43649) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

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