Head of Regulatory Compliance (IFA)

Exchange Street Claims Limited
11 Sep 2018
18 Sep 2018
Contract Type
Full Time

Being a financial planner is difficult. So when regulations change they often rely on someone to help them with understanding the new rules, what they mean to the advice process and how it can benefit clients.

And this is where you come in.

You're the go-to person. Regulations are complex but you can get to grips with them faster than others. And you can translate them, make others understand them and embed them quickly into the firm's compliance framework, updating policies and ensuring that everyone within the business appreciates the impact of them.

With the knowledge you have comes the confidence to operate at board level and manage others, and the ability to ensure a uniform offering across a multi-site business. In this role your previous CF10 experience within the independent market will allow you to swiftly have a big impact, freeing up the Head of Division from these responsibilities, and give you the platform to lead how the division deals with FCA regulations and legislation.

It would be remiss not to mention the working environment. You will be empowered, trusted and supported. The Head of Division believes in their staff and has provided a culture in which people have a professional freedom to be creative. We have worked with them successfully on numerous occasions and can vouch for their refreshing honesty, humour and enthusiasm.

Also on offer is an attractive package offering car or car allowance, substantial bonus/shares and a market leading package. There will be UK wide travel on occasion, but you will be based in either Leeds or the North West.

So if you can understand and embed regulatory change better than anyone else you know, we want to hear from you.

This job was originally posted as www.totaljobs.com/job/83160451

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