Head of Compliance

Recruiter
CP Recruitment Services LTD
Location
London
Salary
c £75,000
Posted
21 Apr 2017
Closes
21 May 2017
Contract Type
Permanent
Hours
Full Time
The incumbent for this role must at all times maintain familiarity with the Bank's Policies and Procedures governing the requirement of this job function to ensure adherence and compliance thereto. Importantly, this position requires the incumbents' registration with the UK Regulator(s) under the Senior Managers Regime to perform the following Financial Conduct Authority (FCA) / Prudential Regulation Authority (PRA): Senior Managers Regime (SMR) functions - - FCA - SMF 16 Compliance Oversight function; and - FCA - SMF 17 Money Laundering Reporting function. Prescribed Responsibilities - Compliance Oversight - responsible for ensuring the governing body is informed of its legal and regulatory obligations; Money Laundering Reporting - overall responsibility for the firm's policies and procedures for countering the risk that the firm might be used to further financial crime;