Investment Guidelines Compliance Analyst - Asset Management

Recruiter
Goodman Masson Recruitment Services Ltd
Location
London
Salary
£45k - £60k pa + Full benefits package
Posted
21 Apr 2017
Closes
21 May 2017
Contract Type
Permanent
Hours
Full Time
Goodman Masson are seeking an Investment Guideline Compliance Analyst to join the global Investment Guideline Oversight team of a leading Asset Manager. The successful candidate will be responsible for monitoring Emerging Market, Global Fixed Income and Hedge Fund Portfolios to ensure compliance with investment guidelines. Responsibilities: - Review, interpret and summarise investment guidelines for new mandates. - Ensure proper restriction coding in firm order management systems; test new and existing investment restrictions, and ensure applicable investment guideline updates are implemented in a timely basis. - Interact and coordinate with Portfolio Managers, Legal & Compliance, Operations, Technology,Sales, Operational Risk and Client Service on a regular basis; maintain a high degree of visibility within the organisation. - Provide support to investment guideline compliance team members focusing on other asset classes as needed; participate in control and supervisory related projects, initiatives and committees. - Continuously broaden the scope of the current supervisory process; implement control procedure enhancements where necessary. Ideally: - Proven experience within Compliance functions (Investment Compliance or Fund Compliance) or functions within Front office trading, Operations or Audit highly desirable. - Strong technical understanding of fixed income instruments, currency hedging, derivatives (futures, swaps, forwards, etc.), and UCITS funds preferred. If interested please apply through this advert or get in touch with Ashley Corbell on [Phone number removed] or [Email address removed]