Compliance Surveillance Analyst

Michael Page International Rec Ltd
£40k - £60k pa
21 Apr 2017
21 May 2017
Contract Type
Full Time
An exciting opportunity in financial services, for a Compliance Surveillance Analyst based in London. Working in a trading brokerage. Analysing data and working as a trade support. Client Details A financial services- privately funded company that is owned and managed by trading professionals who have set high standards around trust and leadership in a quantitative trading environment. Trading across all major asset classes on multitudes of electronic exchanges around the world, with a strong track record of success through all market conditions. Description The Compliance Surveillance Analyst will be a member of the global compliance team based here in London, and will focus on monitoring the firm's trading and order activity. Responsibilities will include: * Monitor trading and order activity using real time alerts and suite of reports and tools; follow up on any alerts and document appropriately * Continuously calibrate and manage the quality of surveillance reports and tools; identify and implement enhancements and improvements to report logic * Keep abreast of current market structure, exchange rules and market abuse regulations, in order to enhance surveillance tool set accordingly * Prepare and deliver educational programs and training's tailored appropriately for staff * Update surveillance documentation and procedures * Assist with audits and inquiries by analysing and replaying trade and order activity Profile The successful candidate for the Compliance Surveillance Analyst role will have/be: * Minimum of 1 year experience conducting surveillance at a trading venue/firm, Bank, Brokerage or Regulator * Excellent written and verbal communication skills * Team player that enjoys working collaboratively * Strong understanding of trading venue market structure * Strong product knowledge; futures and equities product knowledge preferred Job Offer This London based- financial services role is offering a competitive package for the right candidate.