Compliance Manager - Banking/FS (Essex)

Coast Specialist Recruitment
16 Apr 2017
16 May 2017
Contract Type
Full Time

An excellent opportunity within an international banking/Financial Services Provider to act as deputy to the Head of Compliance in their absence on relevant compliance matters.


  • Lead and support all compliance related aspects associated with Global and European Strategic priorities, work streams and projects. This includes BREXIT contingency planning.
  • Support engagement strategies and interaction with European & Global Regulators as necessary to deliver key strategic priorities, work streams and projects.
  • Prepare, launch maintain new or updated compliance-related European and local policy letters, policy statements and procedures in-line with corporate standards and guidelines
  • Lead in the identification and control of current and emerging European & Global compliance risks to which the business is exposed - designing, maintaining and updating control documents including Compliance Risk Registers and Compliance Monitoring Programmes as necessary.
  • Ensure senior management and Board is appraised on current and emerging European & Global compliance risks.
  • Prepare, launch maintain new or updated European compliance-related training with corporate standards and guidelines.
  • Deputising for the Head of Compliance as necessary in key governance forums and meetings.
  • Maintain constant and open dialogue with all business units so as to provide Compliance advice to enable business units to operate in a compliant manner
  • Communicate and raise awareness of Compliance to business units to cultivate a compliance culture and understanding of issues imperative to compliance
  • Develop and submit selected regulatory and supervisory returns and risk-mitigation program responses to the regulators
  • Oversee monitoring and closure of any reported Compliance breaches.

This is a very important role within a busy, dynamic team and offers a comprehensive benefits package and salary of £65-85k. Please get in touch if you think this sounds like the right opportunity or you