Compliance Product Documentation Specialist

The Ocean Partnership
From £35,000 to £38,000 per annum
12 Apr 2017
11 May 2017
Contract Type
Full Time
Our client is one of the leading fund management businesses in the UK with a growing presence worldwide. They are currently looking to recruit a new hire into their Compliance team. This role will sit within their retail advisory compliance team, the team responsible for the legal and regulatory requirements and restrictions that the company’s retail funds and associate products are under.

This candidate will sit within the documentation compliance function and oversee the coordination and execution of prospectus updates and associated passporting activities administered under the UCITS Directive.

The team is an important and growing area of the compliance team with responsibility for maintaining the accuracy and integrity of the company’s fund documentation to meet the increasing demand levels. The candidate must have strong organisational and written skills to update and co-ordinate the drafting and filing of prospectuses and other fund documents, eg KIIDs.The candidate will have a broad remit but the key responsibilities will be;

Liaise with the production team, compliance and other teams as necessary to meet publication deadlines.Prepare and maintain scheduler to maintain programme of updates and to ensure is managed with sufficient flexibility to meet unscheduled demand.Updating of retail fund documentation, including instruments, trust deeds, scheme particulars, prospectuses and KIIDs.Candidates must have experience in the maintenance of documentation or contracts within the asset management world, along with fund documentation experience. It would be ideal for candidates to have knowledge of FCA fund or UCITs fund rules.