Compliance Manager

Stellar Select Branded
12 Jul 2018
15 Jul 2018
Contract Type
Full Time
Job Title: Compliance Manager

Location: Uxbridge

Salary: Between £50,000 - £65,000


* 25 days holiday
* Life assurance X4
* Pension
* Private healthcare
* Discretionary bonus
* Free tea/coffee and soft drinks daily

About the role

We have a superb opportunity for a Compliance Manager offering between £50-65,000 based in Uxbridge with a mortgage lending and servicing business. You will be required to implement, promote and maintain business compliance with FCA, CCA, DPA, JMLSG and other legal or regulatory codes.

Responsibilities and Experience required for the role of Compliance Manager

* Maintain awareness and understanding of UK regulations, including the FCA handbook, AML, CTF, Sanctions, JMLSG guidance notes, CCA, DPA, TCF and their implications upon business activities
* Draft and amend existing compliance policies and procedures as required in order to meet the requirements of new/updated regulations/legislation, obtaining relevant approvals, implement and rollout
* Provide compliance input to business wide policies
* Respond to requests for advice from business units
* Provide input to business wide policies
* Support the Director of Risk and Compliance as required
* Carry out compliance monitoring and provide reporting
* Provide input to due diligence and support regulatory audits and audit visits
* Represent the compliance function on project teams
* Consider TCF and outcomes in all aspects of strategic planning
* Experience in a Senior Compliance role with experience with a mortgage lender will be essential
* Good understanding of FCA, AML, CTF Sanctions, JMLSG, CCA, DPA and TCF

For more information regarding the role of Compliance Manager please contact us

Stellar Select is acting as an employment agency and is a corporate member of the REC

Due to a high volume of applications, we will only contact you if your application has been successful. We aim to contact all successful contacts within two business days
This job was originally posted as

Similar jobs

Similar jobs