Chief Compliance Officer
Chief Compliance officer
A good client of mine, a Fintech SME, is seeking a Chief Compliance Officer. and the role will hold the CF10 and CF11 responsibilities. The company is growing all the time and as such wishes to take on a CCO with the commercial acumen to guide the CEO in not only regulatory matters, but the overall operations and strategy of the business.
Applicants with diverse experience will be considered; the below can be used as a rough guide for suitable applicants.
- Experience working at SMEs
- Fintech industry experience
- Have been a holder of the CF10 and CF11
- Expert FCA regulatory knowledge