Compliance Monitoring Officer - IVA

Samuel James Group
13 Jun 2018
14 Jul 2018
Contract Type
Full Time
Our client, a leading debt management and advice organisation has an immediate opening for a Compliance Monitoring Officer to join the business. The Compliance Monitoring Officer will form part of the Compliance Monitoring Team and will be responsible for providing effective compliance monitoring activities across the business.

This will include;

-Scope, plan and deliver compliance monitoring review activity across the business including its subsidiaries in line with the agreed monitoring plan.
- To articulate clear instructions to the team to ensure that all relevant documentation required for each review is available
- Conduct specialist ad-hoc reviews
- Develop and maintain effective relationships across the business
Produce compliance monitoring reports for escalation to senior management
- Support the business in the development and implementation of corrective actions to address areas repeat non-compliance

The successful applicant will demonstrate;

- Previous experience of working in a compliance monitoring function for a financial services firm within an IVA enviroment
- Excellent working knowledge of the relevant regulatory frameworks including DISP, SYSC and TCF
- Strong specialist knowledge of Insolvency, DRO, PTD, IVA, Bankruptcy
- Excellent communication skills both written and verbal

If you demonstrate the required skills and experience and wish to learn more about this position then please apply now

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