Paraplanner - Liverpool - up to £30,000

Joanne Finnerty Recruitment Limited
19 Mar 2017
18 Apr 2017
Contract Type
Full Time

Our well established financial management client is looking to grow the team with the addition of a Paraplanner. The role of the Paraplanner is to support the IFA’s and Practice Manager when informing and advising Clients on financial strategies, plans and products. A great opportunity for a company who are currently in the process of receiving backing from a national advisory firm. A brand new role for someone to put their stamp on!

Hours: Monday to Friday, 9am to 5pm
Benefits: 8% pension contribution, free parking, 25 days holiday plus bank holidays, 3x death in service, a brand new role to shape and make your own!

Key Responsibilities

  • Supporting the IFA(s) in research and analysis to meet clients’ needs and objectives.
  • Supporting the IFA(s) in preparing and drafting Client financial plans and suitability reports.
  • Managing the preparation of Client Financial Plans and Suitability Reports.
  • Developing and maintaining internal relationships to help maintain business flow and meet agreed targets.
  • Managing the research and analysis of financial products to meet Client requirements.
  • Managing the presentation of technical data to the IFA(s).
  • FCA related and other regulatory issues.
  • Any changes to the FCA rules.
  • Continuous professional development to meet regulatory requirements and personal development needs.
  • Ensuring that any business conducted is done in a responsible and compliant manner, meeting all legislative requirements, both internally and externally.
  • Attending client meetings with IFA if required.
  • Liaising with product providers and other relevant third parties
  • Ensuring that all Client requirements are followed through to the appropriate conclusion
  • Managing, recording and monitoring Client annual reviews on behalf of IFA(s)
  • Providing support for the IFA(s) allowing the IFA(s) to focus on Client relationships and meeting business targets
  • Assisting the IFA(s) with Client presentations and any other activities as agreed
  • Assisting the IFA Technical Manager/Compliance Officer with the provision of administration functions to meet regulatory compliance requirements
  • Compliance administration and reporting
  • Financial Crime Administration
  • Complaints handling and reports
  • Compliance liaison with external parties where appropriate
  • Maintain and update all Compliance MI
  • Implement and manage Compliance training programme
  • Designated compliance activities
  • Researching and developing IT Systems in line with the business objectives
  • Individual workflow and task delivery
  • Assisting the IFA Technical Manager with annual technical reviews of services and products.

If you feel you have the relevant skills and experience, please forward a copy of your CV.
If you haven’t heard from us within 10 days, please assume your application has been unsuccessful.