Compliance Associate Up to £50,000 London City

Recruiter
Peter Knight Recruitment Ltd
Location
London
Salary
50000.0000
Posted
18 Mar 2017
Closes
17 Apr 2017
Contract Type
Permanent
Hours
Full Time

My client based in the City of London and regulated by the FCA and PRA is looking for a professional Compliance Associate to assist with the delivery of the compliance monitoring plan. You will be responsible for:

  • Maintaining and monitoring adherence to key compliance policies
  • Ensuring that procedures, systems and controls are up to date
  • Complaints procedure and its internal development
  • Assisting the compliance team and Head of Compliance
  • Maintaining Compliance Registers
  • Maintaining SMCR records
  • Developing and implementing training in accordance with regulatory requirements
  • Support ad hoc projects when required

You must have:

  • Detailed knowledge of UK Financial services regulations
  • Experience of communicating with Regulators

You will be:

  • A highly-developed communicator and influencer
  • Have the ability to build relationships
  • Have the ability to operate in a structured and organised manner to ensure regular requirements are achieved

A substantial benefits package is offered as standard.