Compliance Assistant

Recruiter
Reed Banking
Location
London
Salary
35000.0000
Posted
18 Mar 2017
Closes
17 Apr 2017
Contract Type
Permanent
Hours
Full Time
I am keen to speak to Compliance Assistants who have experience within Wealth Management, This is an excellent opportunity to join a expanding firm located in North London.

Responsibilities to include, but not limited to: 
? Broad base of compliance knowledge
? Understanding/knowledge of the FCA COBS/SYSC rules
? An understanding of other relevant legislation, including that related to financial crime
? Ability to communicate effectively with senior management, financial advisers and support staff
? File/case reviews
? Ensure all staff adhere to the firm’s procedures

Reed Specialist Recruitment Limited is an employment agency and employment business