Compliance Monitoring Manager, Asset Management

Hays Financial Markets (Branded)
City Of London
£65k - £75k pa + bens/bonus
18 Mar 2017
17 Apr 2017
Contract Type
Full Time
Global asset management firm with a specialist focus upon the credit asset class seeks a monitoring centric manager to join its small flat structured compliance team. With the backing of major financial services group, the firm's investment strategies include senior debt, high yield bonds, distressed debt and mezzanine capital. Reporting directly into the Head of Compliance, responsibilities are varied however there will be a bias towards monitoring as the incumbent will perform detailed reviews in accordance with monitoring programme based on emerging risks and applicable FCA rules. You will also occasionally undertake AML checks on new clients before on-boarding, perform general compliance tasks and contribute to ad hoc compliance projects. Candidates are sought with at least 3 years in either a monitoring function of an asset management house, or a generalist role with a leaning towards monitoring. Given the credit focus of the firm's investment strategy including institutional lending, candidates from a banking background are also welcome if they hold aspirations to move to a boutique fund. Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at