Financial Services Regulatory Consultant

SJC Partners
18 Mar 2017
17 Apr 2017
Contract Type
Full Time

Due to a high successful period of winning new work, this Top10 firm is looking to grow its award winning Regulatory Consulting team with a highly accomplished FS Regulatory Specialist.

The successful individual will advise clients on the impact of the changing regulatory landscapes on their business models, review risk management and compliance arrangements and effectiveness of control functions, develop risk and compliance arrangements and controls assurance frameworks as well as section 166 work on a variety of areas such as client assets, governance, suitability of advice and prudential matters. Furthermore you will play a crucial role in business development for the Regulatory team via generating new revenue opportunities both within existing and new clients. .

Applicants must possess excellent knowledge of the regulatory requirements on corporate governance, assurance frameworks, organisational systems/controls and key customer interfaces within the FS space (Banking , Investment firms, Insurance or intermediaries or a combination of these). Such experience will cover conduct risk with Prudential Regulation experience a bonus but not a pre-requisite. Crucially you will possess the characteristics of a genuine Consultant and have the ability to engage in business development and marketing initiatives.

This is a highly sought after role offering consulting exposure across a wide variety of clients within the FS space. A highly competitive salary and benefit package is available to the right individual.