Regulatory & Compliance - Tier-1 Bank (London)
Our tier-1 banking client is in search of an internal auditor within compliance (regulatory & legal), or a compliance officer within regulatory & legal. Although the main focus will be within regulatory compliance, legal is secondary component and HR a third.
Essential experience summarised as follows:
- Graduate degree and relevant professional qualifications (e.g. CIA, ACCA or specific Compliance qualification);
- Practical understanding and experience of financial service regulatory compliance (e.g Conduct risk - including experience of conduct of business rules, market abuse regime, safeguarding client assets, financial crime compliance). [auditor or practitioner]
Coming in at an AVP level, the role offers great growth prospects and exposure to the bank's functions across; investment, retail and corporate banking. Additionally, as a result of the senior stakeholder interaction across the business, this will be a fantastic opportunity to build relationships with key decision makers within the bank.
*London based role
To be considered, please submit a copy of your CV via the details provided