Compliance Manager

West Bromwich
16 May 2018
15 Jun 2018
Contract Type
Full Time
Role: Compliance Manager
Location: West Midlands
Job type: Permanent
Salary: £35,000 - £45,000
Industry: Insurance, Financial Services, Compliance, Underwriting

The Company:

Market leading insurance agent with over 20 years' experience.
Modern Midlands based office dealing with national and international brokers and insurers.
Specialising in various insurance sectors including property owners, commercial and household.

Role Requirements & Duties:

Design and develop strategies and processes to lead an effective compliance programme
Proactively represent compliance at management committees, executive boards where necessary
Create plans to train and develop employees to ensure FCA guidelines are being adhered to
Communicate company compliance to all members of the organisation and oversee projects arising from regulatory developments
Design and develop strategies and processes to lead an effective compliance programme
Advise the MD and Management on how to maintain company compliance
Ensure the Business Continuity Plan/Disaster Recovery Policy is up to date, followed and arrange and lead appropriate quarterly review meetings
Audit the AR's/Introducer ensuring policy and technical compliance
Lead on regulatory changes in the field of compliance: PCIDSS, GDPR, IDD, SMCR
Review binders/TOBA's on an annual basis

Candidate Skills and Competencies:

Excellent knowledge of FCA guidelines and procedures
Compliance experience in the insurance/FS industry is essential
Analytical skills
Writing processes and developing standards
Strategy development
Attention to detail
Excellent verbal and written communication skills
IT skill
Ability to use initiative and works well under pressure

If you have the relevant experience or know someone that does please contact us now on [Phone number removed] email us at [Email address removed]

To view all Current Vacancies or for more information on our Refer a Friend scheme, contact one of our consultants or visit our website [URL removed]

Please Note: Due to the sheer volume of applications we receive, we will only contact successful applications. Therefore if you have not heard from us within 10 working days please deem your application as unsuccessful.
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