Compliance Manager

Costello & Reyes Limited
London (Greater)
16 May 2018
24 May 2018
Contract Type
Full Time
My client, an online SME lending firm is actively searching for a Compliance Manager to join their dynamic team in London. You would be responsible for taking lead on the compliance function and will design, implement and manage processes and systems to support the fast growing business. You would be working closely with multiple areas of the business – from IT through to sales.

The ideal candidate must be a driven and passionate individual who aspires to not only identify issues but to also implement solutions. It would be ideal that you have an eye for project management or business analysis and can adapt to a rapidly changing business environment.


    Ensure compliance with all broking regulationsDevelop the compliance training programme and materials Ensure adherence with FCA guidelines and internal policiesReview the work of colleagues to identify compliance issues and provide advice or trainingMaintain a database of issues arising from monitoring reviewsPropose changes to compliance policies, processes, and training based on monitoring reviews and evolving business needsDeal with day-to-day compliance matters and assist on ad hoc projects Maintain awareness of regulatory developments and evolving best practices in compliance controlTake ownership for annual GABRIEL returns, any other FCA filings and correspondence, and applications for Approved Persons
Experience and skills

    Attention to detailGood analytical and investigative skillsExcellent communication skills with stakeholders across the business and externallyAbility to work with autonomy and function well in a fast-paced start-up environmentStrong working knowledge of the FCA Consumer Credit sourcebook
This is a great opportunity to join a company that offers a healthy work life balance, career development, quarterly events and an attractive benefits package on top of the competitive salary.

Should you be interested in this position, please do send your profile and call for further information.

Costello and Reyes operate as both a recruitment business and recruitment agency for its clients.

Unfortunately, sponsorship cannot be provided so you must have the right to work in the U.K.

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