Senior Compliance Manager

London (Greater)
16 May 2018
15 Jun 2018
Contract Type
Full Time

The Firm:
One of the fastest growing international banks in London requires a Generalist Compliance Officer to deputise for the CF10 across their business. The firm specialises in commercial lending to mid-size UK businesses as well as the provision of FX/Treasury services. The firm has a commitment to growth and has an enormous balance sheet to ensure they grow at a measured and consistent pace.

The Role

Working in a flat structure alongside the Head of Compliance (CF10 / CF11) you will jointly assign objectives and project initiatives that arise or are part of the annual compliance program. This could include the Compliance Monitoring Program, GDPR projects, MiFID / MAR / MAD analysis / monitoring, SMR, employee education program development and various ad hoc projects as required.

You will also have the support of junior members of the team and be involved in recruiting further Associates / Managers to the business. Therefore, training and mentoring junior staff will

The Candidate:

  • A minimum of 7 years financial services compliance experience
  • Strong understanding of the UK regulatory system as it applies to corporate / commercial banking
  • A pro-active approach that seeks out opportunities to guide or assist the business is essential. You will be expected to lend your experience and guidance to strategic issues and have an attitude that challenges the business rather than wait for an issue to flare up.
  • Very strong communication skills with the ability to break down complex regulation into easy to understand policy / procedures that everyone in the business can understand.

This is a great opportunity to join a thriving business in a position of seniority and influence the regulatory culture of the organisation in a positive and evolving way.

What you need to do now
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